entity formation boca raton fl

Securities Law Compliance

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  • Preparation of all documents for private offerings of securities, including Private Placement Memos ("PPMs"), subscription agreements and investor questionnaires for companies located anywhere in the United States.
  • Preparation of Initial Public Offering ("IPO") documents such as an S-1 registration statement and subsequent filing and clearing of such registration statement with the SEC
  • Preparation and assistance with the filing of a Form 10 registration statement
  • Preparation and/or review of annual (10-K), quarterly (10-Q) and current (8-K) reports and other securities filings
  • Preparation of documents for and representation in connection with annual meetings, including annual reports, proxy statements, meeting scripts and procedures.
  • Provide counsel regarding Initial Coin Offerings ("ICO") and other cryptocurrency matters.
  • Preparation and delivery of securities law opinions for or to shareholders, issuers, transfer agents or trustees in connection with transfers of restricted securities.
  • Preparation of employee stock option plans and S-8 registration statements
  • State blue sky compliance for both public and private offerings