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What is a Fictitious Name?

If you operate a business in Florida, you may have heard the terms “fictitious name,” “DBA” (doing business as), or “trade name.” These terms are often used interchangeably, but in Florida the formal legal concept is the fictitious name, governed by the Florida Statutes.
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What is Regulation A (“Reg A”)?

For emerging companies, raising capital in compliance with U.S. securities laws can feel like navigating a maze. Traditional registered public offerings are costly and time-intensive, while private placements restrict the investor pool.
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What Are Blue Sky Laws?

Raising capital is one of the most important — and legally complex — steps in the life of a startup or small business. While many founders are familiar with federal securities laws, fewer understand the critical role of state securities regulations, commonly known as Blue Sky laws.
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What Is a PIPE?

Private Investment in Public Equity, better known as a PIPE, is a financing structure frequently used by small and mid-cap public companies to raise capital quickly and by sophisticated investors to obtain discounted equity with negotiated protections.
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New York LLC Transparency Act: What Entrepreneurs Need to Know

Since the original drafting of the New York LLC Transparency Act (“NYLTA”), several developments — most notably changes to the federal Corporate Transparency Act (“CTA”) regime and a gubernatorial veto — have dramatically limited the state law’s scope. This post breaks down the current state of the law for entrepreneurs and small business owners.
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What Is a Security?

When you’re raising capital for your business - whether you have a pre-revenue startup or are a well-established and growing enterprise, one of the first - and most important questions to ask is: “Am I dealing with a security?”
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