Securities Law Compliance

Preparation of all documents for private offerings of securities, including Private Placement Memos ("PPMs"), subscription agreements and investor questionnaires for companies located anywhere in the United States.

Preparation and assistance with filing documents for Regulation A+ ("Reg A") public offerings and assisting in getting such offering statements qualified with the SEC.

Preparation of Initial Public Offering ("IPO") documents such as an S-1 registration statement and subsequent filing and clearing of such registration statement with the SEC

Preparation and assistance with the filing of a Form 10 registration statement

Preparation and/or review of annual (10-K), quarterly (10-Q) and current (8-K) reports and other securities filings

Preparation of documents for and representation in connection with annual meetings, including annual reports, proxy statements, meeting scripts and procedures.

Preparation and delivery of securities law opinions including 144 options for or to shareholders, issuers, transfer agents or trustees in connection with transfers of restricted securities.

Preparation of employee stock option plans and S-8 registration statements

State blue sky compliance for both public and private offerings